Chief Legal Officer
Barbara Hawkesworth joined Summit Financial LLC as the Chief Legal Officer in April 2019. Most recently, Barbara had been consulting with her private practice. Prior to that, she was Managing Counsel at BNY Mellon/Pershing, Executive Director at JPMorgan Chase, and EVP-Deputy General Counsel and Chief Compliance Officer at Rochdale Investment Management. While at Rochdale, she was responsible for overseeing all legal and compliance matters related to the firm’s SEC registered investment companies, investment advisors, and affiliated registered FINRA broker dealers. She also worked with the CEO and the senior leadership team on new business strategies and initiatives. Barbara attended New York Law School where she earned her J.D.